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Issam Mahmoud Bakir

Tnt Asset Management, LLC

Round Rock, TX

CRD 1792922

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Employer firm

Tnt Asset Management, LLC CRD 153309

$175M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tnt Asset Management, Llc

105 E. Main Street, Round Rock, TX 78664 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-11-08
  • TX RA
    APPROVED
    Since 2010-11-08

Branch Locations

105 E. Main Street, Round Rock, TX 78664 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tnt Financial Services Inc. Round Rock TX 08/1989 Present
Tnt Asset Management, Llc Round Rock TX 01/2010 Present
Next Financial Group Inc Houston TX 01/2013 07/2017
  • 08/1989 → Present
    Tnt Financial Services Inc.
    Round Rock, TX
  • 01/2010 → Present
    Round Rock, TX
  • 01/2013 → 07/2017
    Next Financial Group Inc
    Houston, TX
Previous Registrations
  • 2013-01-28 → 2017-07-24
    Next Financial Group, Inc.
    Houston, TX
    Round Rock, TX
  • 2005-10-31 → 2013-01-30
    Osaic Services, Inc.
    Round Rock, TX
  • 1992-01-22 → 2005-10-31
    Sentra Securities Corporation
    Round Rock, TX
  • 1997-11-14 → 2004-12-31
    Roundrock, TX
Other Businesses

1) TNT FINANCIAL SERVICES INC POSITION: Owner NATURE: Insurance-Fixed Annuities; Life/Health; Long-Term Care, Disability, Medicare supplement. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1989 ADDRESS: 105 East Main St., Round Rock TX 78664 DESCRIPTION: President, Sales and service of Insurance products. 2) GLOBAL AUSTIN: Board Member Serving as Treasurer NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/2017 ADDRESS: 1103 W. 24th street, Austin, Texas 78705 DESCRIPTION: Board member 3) GOODWILL INDUSTRIES POSITION: Director NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1015 Norwood Park Boulevard, Austin TX 78753 DESCRIPTION: Participate in Board Meetings. 4) ROUND ROCK COMMUNITY FOUNDATION POSITION: Board Member NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 206 East Main St., Round Rock TX 78664 DESCRIPTION: Participate in Board meetings

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-18
  • S63 Uniform Securities Agent State Law Examination
    1988-04-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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