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105 E. Main Street, Round Rock, TX 78664 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-11-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tnt Financial Services Inc. | Round Rock | TX | 08/1989 | Present |
| Tnt Asset Management, Llc | Round Rock | TX | 01/2010 | Present |
| Next Financial Group Inc | Houston | TX | 01/2013 | 07/2017 |
1) TNT FINANCIAL SERVICES INC POSITION: Owner NATURE: Insurance-Fixed Annuities; Life/Health; Long-Term Care, Disability, Medicare supplement. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1989 ADDRESS: 105 East Main St., Round Rock TX 78664 DESCRIPTION: President, Sales and service of Insurance products. 2) GLOBAL AUSTIN: Board Member Serving as Treasurer NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/2017 ADDRESS: 1103 W. 24th street, Austin, Texas 78705 DESCRIPTION: Board member 3) GOODWILL INDUSTRIES POSITION: Director NATURE: Charity/Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 1015 Norwood Park Boulevard, Austin TX 78753 DESCRIPTION: Participate in Board Meetings. 4) ROUND ROCK COMMUNITY FOUNDATION POSITION: Board Member NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 206 East Main St., Round Rock TX 78664 DESCRIPTION: Participate in Board meetings
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-18 |
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