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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-12 |
Branch Locations
331 Newman Springs Rd, Bldg 2, Red Bank, NJ 07701 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-04 |
Branch Locations
Manahawkin, NJ • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
331 Newman Springs Rd Bldg 2, 3Rd Fl, Red Bank, NJ 07701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Summit | NJ | 11/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 11/2016 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Fairfield | NJ | 01/2025 | Present |
UNITED STATES AMATEUR BASEBALL LEAGUE; NOT INV RELATED; POINT PLEASANT, NJ; LEAGUE EMPIRE; START 04/01/2024; 48 HUORS PER MONTH; 0 HOURS DURING TRADING; LEAGUE EMPIRE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-12 |
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