David S Findlow

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 03/2021
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 07/2008 → 03/2021
  Charles Schwab Bank Ssb
  Lone Tree, CO
• 03/2021 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2008-06-13 → 2021-04-15
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Austin, TX
  Lone Tree, CO
  Lone Tree, CO
  Lone Tree, CO
  Austin, TX
  Lone Tree, CO
• 1999-01-01 → 2008-05-29
  Strategic Advisers Llc
  Lone Tree, CO

Other Businesses

(1) Colorado Open Golf Foundation – not investment related – 20309 East 48th Place, Denver, CO 80249 – non-profit youth golf and educational organization – board member – start date Dec 1, 2020 – 2 hours/month (2 during trading hours) – serves on the Executive Committee and participates in oversight of golf tournaments, the Foundation investment account, financial matters, and general operations (2) Western Golf Association – not investment related – 2501 Patriot Blvd., Glenview, IL 60026 – non-profit golf and scholarship organization – volunteer Director – start date Dec 1, 2025 – 1 hour/month (1 during trading hours) – promotes youth caddying, assists with fundraising for the Evans Scholars Program, represents the organization in the community, and helps administer golf tournaments (3) Mountain Legacy Family Wealth Partners – investment related – 10375 Park Meadows Dr., Suite 525 – wealth management and financial planning DBA – limited partner – start date Mar 5, 2021 – 160 hours/month (120 during trading hours) – provides investment management, financial planning, ongoing client servicing, and business operational support

Exams

• S66 Uniform Combined State Law Examination
  2004-02-12
• S63 Uniform Securities Agent State Law Examination
  1991-08-02

Designations

• Certified Financial Planner

Other Names

• David Scott Findlow