Jose Santiago Ching

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-03-01
CA	RA	APPROVED	1997-12-15

TX RA
APPROVED

Since 2017-03-01
CA RA
APPROVED

Since 1997-12-15

Branch Locations

13200 Crossroads Pkwy N Ste 165, City Of Industry, CA 91746 • United States

Monterey Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	City Of Industry	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	City Of Industry	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

City Of Industry, CA
03/2020 → Present

Ameriprise Financial Services, Llc

City Of Industry, CA

Other Businesses

Real Estate Ownership; Multi-Family; 531 Sierra Vista Dr.Monterey Park, CA 91755, ,; ; 02/16/1994 / Multi-Family; 300 N. Baltimore Ave, , Monterey Park, CA, 91754; Not Investment-Related; 07/01/2020.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-06-14

S63 Uniform Securities Agent State Law Examination

1991-06-14

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews