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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2010-01-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2010 | Present |
1)MARK THORNTON, PO BOX 63, FAIRFIELD, IA 52556. BEGAN 12/01/2010 AS A REFEREE THAT WILL REFEREE JUNIOR HIGH BASKETBALL, SOFTBALL, AND BASEBALL. NOT INVESTMENT RELATED. DEVOTES LESS THAN 5HR/WK, 0/TRADE. 2)CARRY ON BAGS; 201 N. COURT ST.FAIRFIELD, IA 52556; NOT INVESTMENT RELATED. BEGAN 6/20/14 AS PRESIDENT. DEVOTES 2 HR/WK; NONE DURING TRADING: NON-PROFIT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-24 |
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