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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-08 |
| CA | RA | APPROVED | 2021-10-29 |
| NY | RA | APPROVED | 2021-07-12 |
| DC | RA | APPROVED | 2020-04-03 |
| AL | RA | APPROVED | 2020-03-02 |
| MI | RA | APPROVED | 2019-04-23 |
| TX | RA | APPROVED_RES | 2019-01-29 |
| OH | RA | APPROVED | 2017-09-13 |
| MD | RA | APPROVED | 2013-03-26 |
| FL | RA | APPROVED | 2012-10-08 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Beverly Hills | CA | 10/2015 | Present |
| Hsbc Bank Usa N.A. | Beverly Hills | CA | 08/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-07 |
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