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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Florence | AL | 10/2012 | 10/2017 |
| Woodbury Financial Services Inc | Florence | AL | 10/2017 | 01/2024 |
| Osaic Wealth, Inc. | Florence | AL | 01/2024 | Present |
1. EXECUTIVE INVESTMENTS LLC POSITION: Owner NATURE: It is our DBA for the securities business that is now through Woodbury Financial Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/1998 ADDRESS: 2464 Mall Road, Florence AL 35630, United States DESCRIPTION: Broker/financial advisor 2. EXECUTIVE MARKETING LLC POSITION: owner NATURE: It is used only to own the building we are located in. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 2464 Mall Road, Florence AL 35630, United States DESCRIPTION: No duties
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-05 |
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