John Carroll

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors Llc
  Beverly, MA
• 11/2016 → 08/2024
  Wells Fargo Clearing Services, Llc
  Beverly, MA
• 08/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Manchester By The Sea, MA

Previous Registrations

• 2013-10-04 → 2024-08-08
  Wells Fargo Clearing Services, Llc
  Beverly, MA
  Manchester By The Sea, MA
• 2009-06-01 → 2013-10-15
  Morgan Stanley
  Manchester By The Sea, MA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Manchester By The Sea, MA
• 2005-01-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  Manchester By The Sea, MA
  Manchesterby, MA
• 2002-09-19 → 2005-02-08
  Ubs Financial Services Inc.
  Peabody, MA

Other Businesses

TRUSTEE FOR PARENT'S TRUST; INVESTMENT RELATED; WAKEFIELD, MA; START DATE 5/2004; 0 HRS PER MONTH. THE B C D GROUP LLC ; INV RELATED; MANCHESTER, MA; 60% OWNERSHIP; START 08/12/2024; 160 HOURS PER MONTH; 100 HOURS DURING TRADING; FINET PRACTICE. JHC FINANCIAL INC; INV RELATED; MANCHESTER, MA; 100% OWNERSHIP; START 08/09/2024; 160 HOURS PER MONTH; 100 HOURS DURING TRADING; FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-08
• S63 Uniform Securities Agent State Law Examination
  1991-06-12

Designations

Other Names

• Jay Carroll
• John Henry Carroll