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40 Beach Street Suite 200, Manchester, MA 01944-1464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-02-11 |
Branch Locations
40 Beach Street Suite 200, Manchester, MA 01944-1464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 07/2014 | Present |
| Gorton & Company Inc. | Danvers | MA | 01/2023 | 11/2025 |
| Boston Research And Management, Inc. | Manchester | MA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-08 |
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