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Louis Mark Prosser

Eagle Strategies LLC

Cary, NC

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2003-09-29
  • NC RA
    APPROVED
    Since 2003-09-29

Branch Locations

105 Summerwinds Drive Building 2, Cary, NC 27518 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins Co Raleigh NC 03/1999 Present
Nylife Securities Inc. Raleigh NC 03/1999 Present
Eagle Strategies, Llc Cary NC 05/2008 Present
  • 03/1999 → Present
    New York Life Ins Co
    Raleigh, NC
  • 03/1999 → Present
    Nylife Securities Inc.
    Raleigh, NC
  • 05/2008 → Present
    Cary, NC
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 3 HOURS PER MONTH; COMMISSIONS.]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-31
  • S63 Uniform Securities Agent State Law Examination
    1992-07-31

View on SEC IAPD

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