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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-15 |
| WA | RA | APPROVED | 2020-08-17 |
| FL | RA | APPROVED | 2008-07-08 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Tampa | FL | 07/2008 | 02/2018 |
| Raymond James & Associates, Inc. | St. Petersburg | FL | 02/2018 | Present |
(1) Academy of Finance (Hillsborough County) Address: Tampa, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:Yes Start Date: 07/03/2008 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Advisory board member for local Academy of Finance (2) Name of Business : Neighborhood Lending Partners Address: Tampa, FL Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related: No Start Date: 4/26/2018 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-04 |
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