Thomas Joseph King

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 02/2018
  Raymond James & Associates, Inc.
  Tampa, FL
• 02/2018 → Present
  Raymond James & Associates, Inc.
  St. Petersburg, FL

Previous Registrations

• 1995-07-05 → 2008-07-24
  Citigroup Global Markets Inc.
  Tampa, FL
  Tampa, FL

Other Businesses

(1) Academy of Finance (Hillsborough County) Address: Tampa, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Non Profit Org. - Founder/Leadership Investment Related:Yes Start Date: 07/03/2008 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Advisory board member for local Academy of Finance (2) Name of Business : Neighborhood Lending Partners Address: Tampa, FL Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related: No Start Date: 4/26/2018 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Board of Directors

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-08-15
• S63 Uniform Securities Agent State Law Examination
  1991-06-04

Other Names

• T J King
• Thomas Joseph King