Jonathan Neil Polakoff

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-12-05
TX	RA	APPROVED_RES	2024-12-05

NY RA
APPROVED

Since 2024-12-05
TX RA
APPROVED_RES

Since 2024-12-05

Branch Locations

88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hewlett	NY	07/2016	12/2024
Bank Of America, N.A.	Hewlett	NY	08/2016	12/2024
Wells Fargo Clearing Services, Llc	Woodbury	NY	12/2024	Present

07/2016 → 12/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hewlett, NY
08/2016 → 12/2024

Bank Of America, N.A.

Hewlett, NY
12/2024 → Present

Wells Fargo Clearing Services, Llc

Woodbury, NY

Previous Registrations

2016-09-01 → 2024-12-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lynbrook, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-14
S63	Uniform Securities Agent State Law Examination	1991-10-23

S66 Uniform Combined State Law Examination

2017-02-14
S63 Uniform Securities Agent State Law Examination

1991-10-23

Other Names

Jonathan N Polakoff
Jonathan Neil Polakoff
Jonathan Polakoff

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

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