Roy Sherwood Greer

Current Employers

Employment History

• 02/2007 → Present
  Invest Financial Corporation
  Greensboro, NC
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Greensboro, NC
• 02/2015 → Present
  Kestra Investment Services, Llc
  Greensboro, NC

Previous Registrations

• 2007-03-01 → 2015-02-03
  Invest Financial Corporation
  Summerfield, NC
  Greensboro, NC
  Greensboro, NC
  Greensboro, NC
  Oak Ridge, NC
  Greensboro, NC
  Appleton, WI
  Greensboro, NC
  Oakridge, NC
• 2005-10-31 → 2007-02-27
  Cetera Wealth Services, Llc
  El Segundo, CA
  Greensboro, NC
• 2005-03-01 → 2005-10-28
  Blue Vase Securities, Llc
  Greensboro, NC
• 2005-01-03 → 2005-04-01
  Truist Investment Services, Inc.
  Greensboro, NC
• 2002-09-30 → 2005-01-03
  Ncf Financial Services, Inc.
  Greensboro, NC
• 2001-03-28 → 2002-09-30
  Invest Financial Corporation
  Greensboro, NC

Other Businesses

Bus Name: Gate City Advisors Investment Related: Yes Address: 328 E. Market St. ste 110 Greensboro NC 27401 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Owner Start Date: 2/3/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sell products and services approved by the broker dealer. Bus Name: Gate City Insurance Investment Related: Yes Address: 328 E. Market St. ste 110 Greensboro NC 27401 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 2/3/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sell fixed annuities and life insurance Business Name: Gate City Property Group Investment Related: No Address: 328 E. Market St. ste 110 Greensboro NC 27401 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 8/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect rental income, pay taxes and physical upkeep as needed. Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Bus Name: GATE CITY ADVISORS, LLC POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 02/03/2015 ADDRESS: 328 E. Market St., Ste 110, Greensboro NC 27401, United States DESCRIPTION: Sell products and services approved by the broker dealer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-08-15
• S63 Uniform Securities Agent State Law Examination
  1991-06-14

Designations

Other Names

• Sherwood Greer