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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-14 |
| MD | RA | APPROVED | 2013-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Bel Air | MD | 11/2013 | Present |
Boys Hope Girls Hope Baltimore, 3714 Fleetwood Street, Baltimore, MD 21234; Not investment related; Nature: Serve at-risk youth by providing housing and transportation and tuition to local private schools; Position/Title: Board Member, Finance Committee - Treasurer; Duties: Assist with budget planning relative to anticipated income - no check writing privileges; Devotes 2 hours per month and 0 during securities; Start October 2015; Not Compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-24 |
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