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Katherine Diane Pope

Truist Advisory Services, Inc.

Clinton, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

501 Warsaw Rd, Clinton, NC 28328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investments Charlotte NC 01/2006 02/2021
Bb&T Securities, Llc Clinton NC 01/2018 02/2021
Truist Investment Services, Inc. Clinton NC 02/2021 Present
Truist Advisory Services, Inc. Clinton NC 02/2021 Present
  • 01/2006 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Clinton, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Clinton, NC
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Clinton, NC
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Clinton, NC
    Charlotte, NC
    Wilmington, NC
    Richmond, VA
  • 2014-10-03 → 2018-01-02
    Bb&T Investment Services, Inc.
    Roseboro, NC
    Beulaville, NC
    Rose Hill, NC
    Warsaw, NC
    Newton Grove, NC
    Wallace, NC
    Clinton, NC
    Charlotte, NC
    Clinton, NC
    Charlotte, NC
    Charlotte, NC
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-29
S65 Uniform Investment Adviser Law Examination 1995-08-10
S63 Uniform Securities Agent State Law Examination 1994-07-29
  • S66 Uniform Combined State Law Examination
    2014-09-29
  • S65 Uniform Investment Adviser Law Examination
    1995-08-10
  • S63 Uniform Securities Agent State Law Examination
    1994-07-29
Other Names
  • Kathy Hayes

View on SEC IAPD

Other Firms

EDWARD JONES
FIRST CITIZENS INVESTOR SERVICES, INC.
CP ADVISORS, INC.
OSAIC INSTITUTIONS, INC.
CREDIT UNION INVESTMENT SERVICES
OSAIC WEALTH, INC.

Other Investors

Christopher Tart
TIMOTHY R SUMNER
JAMES BERNICE JONES
MICHAEL L. CHESTNUTT
JEFFREY TODD JOHNSON
TERESA B. BRADSHAW
Mark M Jenkins
JOHN PETER GOETKE

Other Offices

EDWARD JONES · CLINTON, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · CLINTON, NC
CP ADVISORS, INC. · CLINTON, NC
EDWARD JONES · CLINTON, NC
OSAIC INSTITUTIONS, INC. · Clinton, NC
CREDIT UNION INVESTMENT SERVICES · Clinton, NC
OSAIC INSTITUTIONS, INC. · MOUNT OLIVE, NC
OSAIC WEALTH, INC. · MOUNT OLIVE, NC

More in Clinton, NC

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