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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-06-22 |
Branch Locations
6100 S Old Village Pl, Sioux Falls, SD 57108 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2008-02-05 |
Branch Locations
6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States
Hartford, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sioux Falls | SD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Sioux Falls | SD | 06/2026 | Present |
TERESA SHUMAKER GREETING CARDS, NOT INV RELATED, HARTFORD, SD, 100% OWNERSHIP, START 3/19/2018, 20 HOURS PER MONTH, ZERO DURING TRADING, HOMEMADE GREETING CARDS SOLD AT LOCAL GAS STATION. JOHN MARX LAMPS, NOT INVT RELATED, HARTFORD, SD, 100% OWNERSHIP WITH SPOUSE, START DATE 6/13/2022, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER AND DESIGNER OF LAMP SHADE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-30 |
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