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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-01-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Mayfield Heights | OH | 12/2014 | 11/2016 |
| Pruco Securities Llc | Mayfield Heights | OH | 12/2014 | 11/2016 |
| Peak Brokerage Services, Llc | Palm Beach Gardens | FL | 11/2016 | 10/2017 |
| Blackridge Asset Management, Llc | Williamsvile | NY | 11/2016 | 10/2017 |
| Valic Financial Advisors, Inc. | Columbus | OH | 10/2017 | 01/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
1) HFS WEALTH ADVISORS LLC, 3866 BRECKSVILLE RD RICHFIELD OH, 01/2019, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/MO 5 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2019, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 40 HR/TRADING 3) HFS WEALTH ADVISORS, LLC, 3866 Brecksville Rd., Richfield OH 44286, United States, 08/06/2024, IAR, DBA Name, INV REL, 160 HR/MO 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-29 |
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