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David Andrew Humes

Morgan Stanley

Rehoboth Beach, DE

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-23
DE RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2012-03-23
  • DE RA
    APPROVED
    Since 2009-06-01

Branch Locations

55 Cascade Lane, Rehoboth Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lewes DE 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Lewes, DE
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lewes, DE
  • 1998-01-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lewes, DE
    Lewes, DE
Other Businesses

1. HOMESTAED LLC. MILTON, DE. FARMING. GENERAL PARTNER. DUTIES- BOOKKEEPING AND RECORD KEEPING. 1 HOUR AFTER TRADING HOURS; 0 DURING TRADING HOURS. FAMILY OWNED BUSINESS, CROP IS SHARED WITH THE FARMER 50/50 SPLIT. STARTED 1998** 2. DKJH PROPERTIES, LLC; MILTON, DE; GENERAL PARTNER; REAL ESTATE; RECORD KEEPING; 2 HOURS ARE DEVOTED PER WEEK DURING NON TRADING HOURS; 01/2011** 4. *56954 - St of Delaware Advisory Committee; Investment related-No; Dover, Delaware; Government; Advisory Board, Appointed Government Position (e.g. Government Board, Government Commission, etc.) (proprietor, partner, officer, director, employee, trustee, agent); 11/2011; During business hours: 1; After business hours: 0; Advisory duties 5. DJKH Peninsula Square LLC; Investment related Yes; Milford DE; Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 1; Investor 6. CDH Investors, LLC; Investment related; Milford DE; Microtel Hotel; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2017; During business hours: 0; After business hours: 1; Investor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-15
S63 Uniform Securities Agent State Law Examination 1994-08-02
  • S65 Uniform Investment Adviser Law Examination
    1995-09-15
  • S63 Uniform Securities Agent State Law Examination
    1994-08-02
Other Names
  • Chili Humes
  • Chili Andrew Humes

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