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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-23 |
| DE | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lewes | DE | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. HOMESTAED LLC. MILTON, DE. FARMING. GENERAL PARTNER. DUTIES- BOOKKEEPING AND RECORD KEEPING. 1 HOUR AFTER TRADING HOURS; 0 DURING TRADING HOURS. FAMILY OWNED BUSINESS, CROP IS SHARED WITH THE FARMER 50/50 SPLIT. STARTED 1998** 2. DKJH PROPERTIES, LLC; MILTON, DE; GENERAL PARTNER; REAL ESTATE; RECORD KEEPING; 2 HOURS ARE DEVOTED PER WEEK DURING NON TRADING HOURS; 01/2011** 4. *56954 - St of Delaware Advisory Committee; Investment related-No; Dover, Delaware; Government; Advisory Board, Appointed Government Position (e.g. Government Board, Government Commission, etc.) (proprietor, partner, officer, director, employee, trustee, agent); 11/2011; During business hours: 1; After business hours: 0; Advisory duties 5. DJKH Peninsula Square LLC; Investment related Yes; Milford DE; Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 1; Investor 6. CDH Investors, LLC; Investment related; Milford DE; Microtel Hotel; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2017; During business hours: 0; After business hours: 1; Investor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-02 |
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