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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-10-29
  • DE RA
    APPROVED
    Since 2018-10-29

Branch Locations

19266 Coastal Hwy Unit 5, Rehoboth Beach, DE 19971 • United States

150 E. Palmetto Park Rd. Suite 100, Boca Raton, FL 33432-4808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Denver CO 08/2013 09/2018
Cfs, Inc Salisbury MD 07/2016 09/2018
Charles Schwab & Co., Inc. Rehoboth Beach DE 09/2018 Present
  • 08/2013 → 09/2018
    Cetera Advisors
    Denver, CO
  • 07/2016 → 09/2018
    Cfs, Inc
    Salisbury, MD
  • 09/2018 → Present
    Rehoboth Beach, DE
Previous Registrations
  • 2015-02-24 → 2018-10-01
    Cetera Advisors Llc
    Salisbury, MD
Other Businesses

1) Brown Estates, LLC|Investment Related: No|28432 Justice Lane, Millsboro, DE, 19966, USA|Real Estate (Non-Agent/Broker)|Owner / Operator|1/1/2007|Less than 20 hour/month - 0 during trading hours|Owner / Operator of (2) Annual 1 bedroom Condo Rentals 2) Already Amazing Charitable Corporation|Investment Related:No|500 Loockerman ST, Ste 105;Dover;DE;19904;USA|Nonprofit Charitable Organizations|Treasurer|2025-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Overseeing Balance Sheet / Profit Loss Statements / Financial Records as a checks a balance. Working with Board to make sure mission of charity is seen through / NOT handling or dealing with money. This is a volunteer, non-paid role for a 501.c.3 charitable organization who serves the state of Delaware. The Mission of AACC is to provide direct support to income restricted individuals, seniors and veterans in Delaware and work to expand entry level health care providers through a prep-course and scholarship program. There will be four board meetings a year, which will include an annual meeting in December.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2014-12-23
Other Names
  • Stephanie Lynn Parker
  • Stephanie Lynn Parker
  • Stephanie Lynn Brown

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