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Andrew Paul Johnson

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

CRD 2139197

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-13
TX RA APPROVED 2024-11-13
  • MO RA
    APPROVED
    Since 2024-11-13
  • TX RA
    APPROVED
    Since 2024-11-13

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saybrus Equity Services, Inc. St. Charles MO 10/2015 09/2017
Saybrus Partners Hartford CT 10/2015 09/2017
Stifel Nicolaus & Co Inc St. Louis MO 10/2017 Present
  • 10/2015 → 09/2017
    Saybrus Equity Services, Inc.
    St. Charles, MO
  • 10/2015 → 09/2017
    Saybrus Partners
    Hartford, CT
  • 10/2017 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-31
  • S63 Uniform Securities Agent State Law Examination
    2001-07-31
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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