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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-27
OK RA APPROVED 2021-06-30
TX RA APPROVED_RES 2011-10-11
IA RA APPROVED 2003-03-11
  • FL RA
    APPROVED
    Since 2025-01-27
  • OK RA
    APPROVED
    Since 2021-06-30
  • TX RA
    APPROVED_RES
    Since 2011-10-11
  • IA RA
    APPROVED
    Since 2003-03-11

Branch Locations

4300 S Lakeport St, Sioux City, IA 51106 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Sioux City IA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
  • 07/2002 → Present
    Thrivent Financial For Lutherans
    Sioux City, IA
  • 07/2002 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Other Businesses

215 RECOVERY FOUNDATION POSITION: Board member NATURE: The building is used for AA, Al-Anon, and other meetings as it pertains to Addiction. Board INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2024 ADDRESS: 2432 Jay Ave, Sioux City IA 51106, United States DESCRIPTION: I and 4 others will be entrusted to act in the best interest of the club house. Deciding on deferent venders to fix/repair and keep up with the general maintenance of the building. Approve or disapprove of meeting times. General upkeep of the building. HEIS RENEWAL, INC POSITION: board member/assistant Treasurer NATURE: Building a camp/retreat to provide restoration, and renewal. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2024 ADDRESS: 32155 Roosevelt Ave, Kingsley IA 51028, United States DESCRIPTION: Voting, auditing books, and providing guidance CRAIG AND JANELLE THARP POSITION: owner NATURE: I own a rental home in Sioux City Iowa INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 2526 S. Lakeport street, Sioux City IA 51106, United States DESCRIPTION: Collecting rent and upkeep on the property. THE WARMING SHELTER POSITION: President of the board NATURE: Provide shelter for those in need. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/21/2025 ADDRESS: 916 Nebraska Street, Sioux City IA 51105, United States DESCRIPTION: Advisory board responsible for making decisions as it relates to the business of shelter those who have no other place to go. Educating the public about the homeless.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-18
S63 Uniform Securities Agent State Law Examination 1991-06-24
  • S66 Uniform Combined State Law Examination
    2002-12-18
  • S63 Uniform Securities Agent State Law Examination
    1991-06-24

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