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Anthony Martins

Cetera Investment Advisers LLC

St Paul, MN

CRD 2137983

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, St Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St. Paul MN 09/2004 08/2023
Minnesota Life Insurance Co. St.PAul MN 03/2004 08/2023
Cri Securities, Llc St. Paul MN 07/2005 10/2021
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2004 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 03/2004 → 08/2023
    Minnesota Life Insurance Co.
    St.PAul, MN
  • 07/2005 → 10/2021
    Cri Securities, Llc
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-09-27 → 2023-08-10
    Securian Financial Services, Inc.
    St. Paul, MN
    St Paul, MN
  • 2014-01-15 → 2021-11-04
    Cri Securities, Llc
    St. Paul, MN
    St Paul, MN
  • 1998-08-20 → 2003-12-08
    Countryside, IL
Other Businesses

JUVENILE DIABETES RESEARCH FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: , Bloomington MN , United States DESCRIPTION: Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-15
S63 Uniform Securities Agent State Law Examination 1991-05-17
  • S65 Uniform Investment Adviser Law Examination
    1998-05-15
  • S63 Uniform Securities Agent State Law Examination
    1991-05-17
Other Names
  • Anthony Joseph Martins

View on SEC IAPD

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