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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-14 |
| NC | RA | APPROVED | 2022-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 12/2019 | 04/2022 |
| Novant Health | Denver | NC | 01/2016 | 03/2019 |
| Holston Medical Group | Denver | NC | 03/2019 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Cornelius | NC | 04/2022 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-17 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-18 |
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