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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-03 |
| SD | RA | APPROVED | 2010-12-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sioux Falls | SD | 12/2010 | Present |
| Bank Of America,N.A. | Sioux Falls | SD | 06/2011 | Present |
I*358040, Entity Type non profit, Name of OBA: First Lutheran Church Foundation Address: Sioux Falls, South Dakota, 57104 Investment Related: No Position, Title, Association: Board member, treasurer Employee Start Date: 04/23/2024 No Hours: 1 quarterly No Hours during trading: 0 Duties:1 of 8 board members that promote and monitor the disbursement of funds to First Lutheran Church for ongoing missions. I have no dispursement authoriy. Investment committee member to make recommendations to board who makes decisions on selections
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-15 |
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