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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-12 |
| AL | RA | APPROVED | 2003-05-08 |
Branch Locations
22 Inverness Center Pkwy Suite 120, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
(1) QUEST MINISTRIES - BRIARWOOD WAY, BIRMINGHAM, AL 35243- BOARD MEMBER- 08/01/2014- PROVIDE GUIDANCE JTO YOUTH RECREATION AND CAMP MINISTRY OF BRIARWOOD WAY BIRMINGHAM, AL 35243. 2 HOURS PER MONTH - NON INVESTMENT RELATED.(2) Mr. Johnson's OBA with 360 Risk Management Services Inc.22 Inverness Center Parkway, Suite 120 Birmingham, AL 35242, He has represented that no securities commissions will be deposited into this account. He was advised by his CPA to create this LLC for tax purposes and will pay himself a salary, his assistant and office expenses such as rent etc. 04/15/2020, 1HR/MO. 360 Planning Partners, LLC, 22 Inverness Center Pkwy, Suite 120, Birmingham, AL 35242, Shareholder of LLC, 04/09/2019, 5HR/MO.(3) The Ashar Group 1800 Pembrook Dr Unit 240 Orlando FL 32810, Broker, Potential participation in life settlement transactions through the company approved life settlement broker. 01.20.2025, 1hr/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-05 |
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