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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-03-10 |
| VI | RA | APPROVED | 2024-07-19 |
| DC | RA | APPROVED | 2015-12-10 |
| MD | RA | APPROVED | 2015-12-03 |
| VA | RA | APPROVED | 2015-11-13 |
Branch Locations
8300 Greensboro Drive, Suite 700, Mclean, VA 22102 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Financial Group, Inc. | Bethesda | MD | 11/1999 | 05/2023 |
| Lpl Financial, Llc | Mclean | VA | 11/2012 | Present |
| Global Retirement Partners, Llc | Mclean | VA | 11/2015 | Present |
| Hub International, Inc. | Chicago | IL | 09/2019 | Present |
| Hub International Investment Services, Inc. | Concord | CA | 11/2015 | Present |
| Tcg Advisors | Austin | TX | 09/2021 | Present |
1. 10/24/12: WFG Benefits - Non-Variable Insurance - InvestRel - AtReptBusLoc(s) - 1% Time Spent - VP. Insurance agency that offers group insurance 2. 10/24/12: No Business Name - Non-Variable Insurance - InvestRel - AtReptBusLoc(s) - 1% Time Spent - Agent. Offers fixed insurance such as disability, fixed annuities, term and whole life 3. 04/30/13: No Business Name - Non-Variable Insurance - InvestRel - AtReptBusLoc(s) - 5% Time Spent - Fixed insurance business outside of LPL: Life, Disability, LTC, Fixed Annuities 4. 09/02/15: The Retirement University for Advisors at UCLA - Speaker - InvestRel - 4425 Military Trail, Suite 202, Jupiter, Florida 33458 - Start 01/01/2012 - 3 Hr/Mo; 0 Hrs During Securities Trading - Foundation Lecturer 5. 09/03/15: Washington Financial Group - DBA for LPL Business (entity for LPL business) - InvestRel - AtReptBusLoc(s) - 100% Time Spent 6. 09/28/15: WFG Retirement - DBA for LPL Business (entity for LPL business) - InvestRel - 1410 Spring Hill Road Suite 425, McLean VA 22102- Start 08/01/2015 - 10 Hr/Mo; 2 Hrs During Securities Trading. 7. 9/13/19 - HUB International - DBA: Washington Financial Group, a division of HUB International - InvestRel - AtReptBusLoc(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hrs/Month; 160 Hrs During Securities Trading. 8. 9/26/19 - Global Retirement Partners, LLC - DBA: Washington Financial Group, a division of HUB International - InvestRel - AtReptBusLoc(s) - RIA/DBA - Start Date: 09/13/2019 - 160 Hrs/Mnth; 160 Hrs During Securities Trading. 9. 11/12/19 - Hub International Investment Services Inc. - InvestRel - AtReptBusLoc(s) - Other-Accommodation Broker/Dealer - Start Date: 10/31/2019 - 0 Hrs/Mnth - Only registered with this entity to receive payments from compensation paid to this entity from LPL 10 . 7/22/20 - TWD, LLC - Not InvestRel - 7454 Sundial Place - InvestRel - AtReptBusLoc(s) - Business Entity For Tax/Investment Purposes Only - Started 09/01/2019 - 0 Hrs/Mnth - Time Spent 0%. 11. 7/27/20 - Global Retirement Partners, LLC - InvestRel - AtReptBusLoc(s) - RIA/Hybrid - IAR - Started 5/1/15 - 4 Hrs/Mnth; 0 Hrs During Securities Trading - Time Spent 2% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 5/2015. I expect to spend about 4 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12. 4/16/21 - HUB International - DBA: HUB Retirement and Wealth Management - InvestRel - AtReptBusLoc(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hrs/Mnth; 160 Hrs During Securities Trading. 13. 5/7/21 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - InvestRel - AtReptBusLoc(s) - RIA/DBA - Investment Advisor Representative - Start Date: 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other InvestRel financial consulting. 14. 11/28/22 - HUB International - InvestRel - AtReptBusLoc(s) - Outside/W-2 Employment - President - Start Date: 09/13/2019 - 160 Hrs/Month; 160 Hrs During Securities Trading - 15. 9/9/25- HUB INTERNATIONAL - RPW Holdings LLC- Outside/W-2 Employment- Not INV Related- Chicago, IL- 1 Hour Per Month- 1 Hour During Trading 16. 3/31/26-JD 135 Traders LLC-Business Entity For Tax/Investment Purposes Only-Not INV REL-Jupiter, FL- Started 11/19/25- 1hr/mth/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-21 |
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