John Clarence Bodden

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 04/2018
  Annex Wealth Management, Llc
  Brookfield, WI
• 12/2009 → 04/2018
  H. Beck, Inc.
  Rockville, MD
• 04/2018 → Present
  Harbour Investments, Inc
  Madison, WI
• 04/2018 → 03/2020
  Bodden Wealth Management
  Waukesha, WI
• 03/2020 → Present
  Boutique Wealth Management
  Waukesha, WI

Previous Registrations

• 2005-02-03 → 2018-04-16
  Annex Wealth Management, Llc
  Brookfield, WI
  Brookfield, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Boutique Wealth Management - DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-22
• S63 Uniform Securities Agent State Law Examination
  1991-03-27