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Eric Dyson Mullinix

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-05
WA RA APPROVED 2019-08-06
  • TX RA
    APPROVED_RES
    Since 2019-11-05
  • WA RA
    APPROVED
    Since 2019-08-06

Branch Locations

2010 Nw Market, Seattle, WA 98107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Seattle WA 06/2010 06/2019
J.P. Morgan Securities Llc Seattle WA 10/2012 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 06/2019 Present
Bank Of America, N.A. Seattle WA 06/2019 Present
  • 06/2010 → 06/2019
    Jpmorgan Chase Bank, Na
    Seattle, WA
  • 10/2012 → 06/2019
    J.P. Morgan Securities Llc
    Seattle, WA
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seattle, WA
  • 06/2019 → Present
    Bank Of America, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
S65 Uniform Investment Adviser Law Examination 1996-06-19
S63 Uniform Securities Agent State Law Examination 1991-08-12
  • S66 Uniform Combined State Law Examination
    2019-08-05
  • S65 Uniform Investment Adviser Law Examination
    1996-06-19
  • S63 Uniform Securities Agent State Law Examination
    1991-08-12
Other Names
  • Eric Dyson Mullinix
  • Eric Mullinix

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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