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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-22 |
| TX | RA | APPROVED | 2024-01-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Crown Point | IN | 09/2008 | 01/2024 |
| Securities America Advisors, Inc. | Crown Point | IN | 09/2008 | 01/2024 |
| Lpl Financial Llc | Crown Point | IN | 01/2024 | Present |
1) 11/20/2023 - Non-Variable Insurance - Selling: Term, universal life, disability insurance, LTC, One Resource Group - IN 46307 - Investment related - 1 Hour per month - Start date: 01/22/2024. 2) 11/20/2023 - Shalk Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 11/20/2023 - Gold Nest Property LLC - Business Entity For Tax/Investment Purposes Only - IN. 46307 - Non investment related - 1 Hour per month - Start date: 3/1/2023. 4) 11/20/2023 - SHALK PROPERTIES, LLC - Business Entity For Tax/Investment Purposes Only - IN. 46307 - Non investment related - 1 Hour per month - Start date: 09/27/2018. 5) 11/20/2023 - TSA Properties, LLC - Business Entity For Tax/Investment Purposes Only - IN. 46307 - Non investment related - 2 Hours per month - Start date: 06/11/2015. 6) 11/20/2023 - Core 4 Properties, LLC - Business Entity For Tax/Investment Purposes Only - IN 46037 - Not investment related - 1 Hour per month - Start date: 2/24/2020. 7) 06/05/2026 - BBD Holdings LLC - Real Estate Rental - Investment Related - Carmel, IN - Start Date 02/16/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-31 |
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