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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-01-22
TX RA APPROVED 2024-01-22
  • IN RA
    APPROVED
    Since 2024-01-22
  • TX RA
    APPROVED
    Since 2024-01-22

Branch Locations

1504 N. Main St, Crown Point, IN 46307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Crown Point IN 09/2008 01/2024
Securities America Advisors, Inc. Crown Point IN 09/2008 01/2024
Lpl Financial Llc Crown Point IN 01/2024 Present
  • 09/2008 → 01/2024
    Securities America, Inc.
    Crown Point, IN
  • 09/2008 → 01/2024
    Securities America Advisors, Inc.
    Crown Point, IN
  • 01/2024 → Present
    Crown Point, IN
Previous Registrations
Other Businesses

1) 11/20/2023 - Non-Variable Insurance - Selling: Term, universal life, disability insurance, LTC, One Resource Group - IN 46307 - Investment related - 1 Hour per month - Start date: 01/22/2024. 2) 11/20/2023 - Shalk Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 11/20/2023 - Gold Nest Property LLC - Business Entity For Tax/Investment Purposes Only - IN. 46307 - Non investment related - 1 Hour per month - Start date: 3/1/2023. 4) 11/20/2023 - SHALK PROPERTIES, LLC - Business Entity For Tax/Investment Purposes Only - IN. 46307 - Non investment related - 1 Hour per month - Start date: 09/27/2018. 5) 11/20/2023 - TSA Properties, LLC - Business Entity For Tax/Investment Purposes Only - IN. 46307 - Non investment related - 2 Hours per month - Start date: 06/11/2015. 6) 11/20/2023 - Core 4 Properties, LLC - Business Entity For Tax/Investment Purposes Only - IN 46037 - Not investment related - 1 Hour per month - Start date: 2/24/2020. 7) 06/05/2026 - BBD Holdings LLC - Real Estate Rental - Investment Related - Carmel, IN - Start Date 02/16/2026 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-01
S63 Uniform Securities Agent State Law Examination 1996-10-31
  • S66 Uniform Combined State Law Examination
    2008-08-01
  • S63 Uniform Securities Agent State Law Examination
    1996-10-31
Other Names
  • Tom Salkovski

View on SEC IAPD

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