Levi C. Wade

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Oklahoma City, OK
• 07/2005 → 12/2022
  Country Insurance & Financial Services
  Okaloma City, OK

Previous Registrations

• 2005-11-09 → 2007-07-27
  Country Trust Bank
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

(1)Name of Business: Address: 5700 Ridgefield Dr, Oklahoma City, OK, 73150, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 07/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist with management of the properties, paperwork, and bank account for two rental properties. (2)Name of Business: First Harvest Insurance OKC, LLC Address: 5700 NW 130th St Ste 2, Oklahoma City, OK, 73142-6035, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 12/16/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: owner/partner assist with the attainment of clients, data collection, general advice, and any business related matters of FHI OKC. (3)Name of Business: First Harvest Insurance, LLC Address: 5700 NW 130th St Ste2 , Oklahoma City, OK, 73142, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 12/16/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Owner & CFO, manage accounting, some systems related matters, and anything else needed by other partners. (4)Name of Business: LC Wade Insurance & Financial Services, LLC Address: 5700 NW 130th Ste 2, Oklahoma City, OK, 73116-1733, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 08/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner. LC Wade is my actual personal LLC to which income is paid, revenues deemed, and expenses are taken. (5)Name of Business: True Harvest Wealth Management Address: 5700 NW 130th St Ste 2, Oklahoma City, OK, 73142, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/22/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: owner this is the entity set up for our RJ business

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-08
• S63 Uniform Securities Agent State Law Examination
  2005-08-16

Designations

• Certified Financial Planner

Other Names

• Levi Cole Wade
• Levi C. Wade