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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-11-16 |
| TX | RA | APPROVED_RES | 2023-11-16 |
Branch Locations
7111 John F Kennedy Blvd, North Little Rock, AR 72116 • United States
16400 Chenal Pkwy, Little Rock, AR 72223 • United States
16400 Chenal Pakwy, Little Rock, AR 72223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Smith | AR | 06/1995 | 06/2017 |
| Bank Of America, N.A. | Fort Smith | AR | 06/1995 | 06/2017 |
| Arvest Wealth Management | Fort Smith | AR | 08/2017 | 11/2023 |
| Unemployed | Fort Smith | AR | 07/2017 | 07/2017 |
| Arvest Bank | Fort Smith | AR | 08/2017 | 11/2023 |
| J.P. Morgan Securities Llc | Little Rock | AR | 11/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Little Rock | AR | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-21 |
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