Wendy Ann Mueller

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1985 → 06/2017
  Firstmerit Bank
  Saginaw, MI
• 03/2008 → 06/2017
  Lpl Financial Llc
  Saginaw, MI
• 02/2017 → 06/2017
  The Huntington Investment Company
  Saginaw, MI
• 06/2017 → 03/2020
  Ameriprise Financial Services Inc
  Lansing, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Bay City, MI

Previous Registrations

• 2017-02-01 → 2017-06-12
  The Huntington Investment Company
  Saginaw, MI
• 2010-03-09 → 2017-02-01
  Lpl Financial Llc
  Saginaw, MI
  Reese, MI
  Vassar, MI

Exams

• S66 Uniform Combined State Law Examination
  2010-04-27
• S63 Uniform Securities Agent State Law Examination
  1994-04-04

Other Names

• Wendy Ann Davis