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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-06-09 |
| TX | RA | APPROVED | 2017-06-09 |
Branch Locations
1110 Washington Ave, Bay City, MI 48708 • United States
Bay City, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Firstmerit Bank | Saginaw | MI | 01/1985 | 06/2017 |
| Lpl Financial Llc | Saginaw | MI | 03/2008 | 06/2017 |
| The Huntington Investment Company | Saginaw | MI | 02/2017 | 06/2017 |
| Ameriprise Financial Services Inc | Lansing | MI | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Bay City | MI | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-04 |
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