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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-11-30 |
| TX | RA | APPROVED | 2017-11-30 |
Branch Locations
8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States
Scottsdale, AZ • United States
Zionsville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 04/2008 | 11/2017 |
| Bank Of America, Na | Zionsville | IN | 11/2009 | 11/2017 |
| Ubs Financial Services, Inc | Indinapolis | IN | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-22 |
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