Steven Daniel Duncan

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Minneapolis, MN
• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Wilmington, DE
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Wilmington, DE

Previous Registrations

• 2003-07-21 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Wilmington, DE

Other Businesses

Business Ownership; Slim's LLC; Owner, help manage and run; Sports Complex; 938 Middletown Warwick Rd Middletown, DE 19709, ,; Not Investment-Related; 04/01/2018; 60 hours per month; 0 during trading hours / STATS LLC Inc; Running tournaments (baseball/softball); Youth Sports Tournaments; 4110 Wrangle Hill Rd, , Bear, DE, 19709; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Slims Chance Foundation; Founder / President; 441 Spring Hollow Dr Middletown, DE 19709, ,; Not Investment-Related; 07/01/2011; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Life Skills U; Life Skills U is an educational organization that focuses on teaching the public about general life skills & tasks as well as financial literacy without referencing Ameriprise Financial in any way. Life Skills U is not in the business of managing assets or giving specific financial recommendations on a persons investment portfolio or financial planning. Life Skills U is solely an educational platform to teach and inform the general public.; 938 Middletown Warwick Rd, , Middletown, DE, 19709; Not Investment-Related; 11/01/2025; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-24
• S63 Uniform Securities Agent State Law Examination
  1999-01-12

Designations

• Certified Financial Planner