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426 East New York Street, Indianapolis, IN 46202-3602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 1998-12-21 |
Branch Locations
426 East New York Street, Indianapolis, IN 46202-3602 • United States
426 East New York Street, Indianapolis, IN 46202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 1995-09-15 |
Branch Locations
426 East New York Street, Indianapolis, IN 46202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Cities Investments, Inc. | Indianapolis | IN | 03/1995 | Present |
| Limestone Capital Preservation Fund, Ltd. | Indianapolis | IN | 06/2011 | 03/2017 |
| Limestone Capital Advisers, Llc | Indianapolis | IN | 06/2011 | 03/2017 |
| Capital Cities, Llc | Indianapolis | IN | 01/2017 | Present |
| Capital Cities, Llc | Indianapolis | IN | 03/1998 | Present |
White River State Park Development Commission, Indianapolis, IN., Commission Chairman, Since 12/2011, 1 to 2 hours a quarter spent during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-03 |
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