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Jason David Atwater

Charles Schwab & Co., Inc.

Oak Creek, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-09-30
  • WI RA
    APPROVED
    Since 2021-09-30

Branch Locations

7940 S 6Th Street Suite 105, Oak Creek, WI 53154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Peoria IL 01/2007 08/2018
Td Ameritrade, Inc. Peoria IL 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
N/A Galesburg IL 01/2021 08/2021
Charles Schwab & Co Oak Creek WI 08/2021 Present
  • 01/2007 → 08/2018
    Scottrade, Inc.
    Peoria, IL
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Peoria, IL
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2021 → 08/2021
    N/A
    Galesburg, IL
  • 08/2021 → Present
    Charles Schwab & Co
    Oak Creek, WI
Previous Registrations
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Peoria, IL
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Peoria, IL
  • 2017-03-10 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-10
S63 Uniform Securities Agent State Law Examination 2005-09-08
  • S66 Uniform Combined State Law Examination
    2017-03-10
  • S63 Uniform Securities Agent State Law Examination
    2005-09-08

View on SEC IAPD

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ALEJANDRO ZAMORA
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Dawn Ann Okon
Jamie E. Poulos
Katie E Drenzek
Michelle Bertram

Other Offices

J.P. MORGAN SECURITIES LLC · OAK CREEK, WI
EDWARD JONES · OAK CREEK, WI
LPL FINANCIAL LLC · OAK CREEK, WI
OSAIC WEALTH, INC. · OAK CREEK, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Oak Creek, WI
A TO Z FINANCIAL PLANNING LLC · OAK CREEK, WI
EDWARD JONES · OAK CREEK, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Franklin, WI

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