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Beth Ann Mengert

Private Client Services, LLC

Louisville, KY

Appleton, WI

Marion, WI

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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-07-11
  • WI RA
    APPROVED
    Since 2022-07-11

Branch Locations

2225 Lexington Rd, Louisville, KY 40206 • United States

4351 West College Ave Suite 420, Appleton, WI 54914 • United States

Marion, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Appleton WI 02/2009 03/2018
Sagepoint Financial (Susan Behm) Appleton WI 03/2018 02/2020
Sagepoint Financial, Inc. Appleton WI 02/2020 07/2022
Private Client Services Appleton WI 07/2022 Present
  • 02/2009 → 03/2018
    Sii Investments, Inc.
    Appleton, WI
  • 03/2018 → 02/2020
    Sagepoint Financial (Susan Behm)
    Appleton, WI
  • 02/2020 → 07/2022
    Sagepoint Financial, Inc.
    Appleton, WI
  • 07/2022 → Present
    Private Client Services
    Appleton, WI
Previous Registrations
  • 2020-02-28 → 2022-07-05
    Osaic Services, Inc.
    Appleton, WI
  • 2009-02-20 → 2018-03-19
    Sii Investments, Inc.
    Appleton, WI
  • 2008-10-17 → 2009-02-13
    Invest Financial Corporation
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1992-01-22
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1992-01-22
Other Names
  • Beth Ann Anderson

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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