Best Investors Account Sign in
Inactive

Paula Ann Fischer

Commonwealth Financial Network

West Hartford, CT

CRD 2133578

Claim This Profile
Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-10-07
  • CT RA
    APPROVED
    Since 2011-10-07

Branch Locations

18 Hickory Lane, 1, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pf Solutions, Inc West Hartford CT 08/2005 Present
Dc Design Studio Mountain View CA 10/2004 Present
The Kochen Group West Hartford CT 05/2007 Present
Comomnwealth Financial Network Waltham MA 10/2011 Present
  • 08/2005 → Present
    Pf Solutions, Inc
    West Hartford, CT
  • 10/2004 → Present
    Dc Design Studio
    Mountain View, CA
  • 05/2007 → Present
    The Kochen Group
    West Hartford, CT
  • 10/2011 → Present
    Comomnwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2006-05-10 → 2011-09-30
    Securities America Advisors, Inc.
    Glastonbury, CT
Other Businesses

PFSOLUTIONS, LLC /PR CONSULTING AND ART & JEWELRY DESIGN-- OWNER;PRINCIPAL SHUTTLE MEADOW COUNTRY CLUB/ COUNTRY CLUB MEMBERSHIP SALES --DIRECTOR OF MEMBERSHIP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-14
S63 Uniform Securities Agent State Law Examination 2005-12-28
  • S65 Uniform Investment Adviser Law Examination
    2006-04-14
  • S63 Uniform Securities Agent State Law Examination
    2005-12-28
Other Names
  • Paula Ann Tassoni

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in West Hartford, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor