Rodney Yutaka Nishikawa

Current Employers

Employment History

• 11/2000 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 07/2023 → 07/2023
  Cetera Advisors, Llc
  Davis, CA
• 11/2020 → 07/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2023 → Present
  United Planners Financial Services
  Scottsdale, AZ
• 07/2023 → Present
  Rmc Financial Advisors
  Davis, CA
• 08/1996 → Present
  Nishikawa Farms, Inc
  Davis, CA

Previous Registrations

• 2020-11-12 → 2023-07-25
  Cetera Investment Advisers Llc
  Davis, CA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Davis, CA
• 2003-11-04 → 2012-07-02
  First Allied Securities, Inc.
  Davis, CA
  Davis, CA

Other Businesses

1.) Y & S NISHIKAWA 1996 TRUST - CO-TRUSTEE - ACTING IN A FIDUCIARY CAPACITY (E.G. POA, TRUSTEE, EXECUTOR) - DAVIS, CA - SINCE 12/2014 - INVESTMENT RELATED 2.) RMC FINANCIAL ADVISORS - IAR - REGISTERED INVESTMENT ADVISOR - DAVIS, CA - SINCE 07/2023 - INVESTMENT RELATED 3.) NISHIKAWA FARMS, INC - CEO - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - DAVIS, CA - SINCE 08/1996 - INVESTMENT RELATED 4.) RMC FINANCIAL ADVISORS - IAR - DBA NAME FOR MARKETING PURPOSES ONLY - DAVIS, CA - SINCE 07/2023 - INVESTMENT RELATED 5.) NORTHWEST TRIANGLE OWNERS ASSOCIATION - PRESIDENT - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - DAVIS, CA - SINCE 04/2022 - NOT INVESTMENT RELATED 6.) DAVIS SCOUT CABIN FOUNDATION, INC - CEO - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - DAVIS, CA - SINCE 05/2026 - NOT INVESTMENT RELATED 7.) NUIKI USA, LLC - MEMBER - APPAREL COMPANY - DAVIS, CA - SINCE 01/2026 - NOT INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-29
• S63 Uniform Securities Agent State Law Examination
  1991-04-09

Other Names

• Tenma
• Rodney Y Nishikawa