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Sheli M Schweinhart

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-04
OH RA APPROVED 2001-07-21
  • TX RA
    APPROVED_RES
    Since 2009-02-04
  • OH RA
    APPROVED
    Since 2001-07-21

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 07/1994 Present
Bank Of America, N.A. Cincinnati OH 07/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-28
S63 Uniform Securities Agent State Law Examination 1991-11-22
  • S65 Uniform Investment Adviser Law Examination
    2001-06-28
  • S63 Uniform Securities Agent State Law Examination
    1991-11-22
Other Names
  • Sheli Marie Schweinhart

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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