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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-19
IL RA APPROVED 2018-05-30
  • TX RA
    APPROVED_RES
    Since 2018-12-19
  • IL RA
    APPROVED
    Since 2018-05-30

Branch Locations

500 Park Boulevard Suite 165C, Itasca, IL 60143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Itasca IL 11/2000 Present
Support Company-Tistle, Solesky, And Burgman Llc Itasca IL 01/2006 Present
Raymond James Financial Services Advisors Inc. Itasca IL 05/2018 Present
Other Businesses

TISTLE, SOLESKY, & BURGMAN, NON-INVESTMENT RELATED SUPPORT COMPANY, 1/2006 TO PRESENT, ITASCA, IL, PRESIDENT, CO-OWNER/PRESIDENT OF SUPPORT COMPANY, 0 HOURS/WEEK, 0 HOURS DURING TRADING TISTLE, SOLESKY & BURGMAN FINANCIAL ADDRESS: 500 PARK BLVD. SUITE 165C ITASCA, IL. 60143,ITASCA, IL NATURE OF THE BUSINESS: SUPPORT COMPANY/DBA (OWNER) POSITION/TITLE: SUPPORT COMPANY/DBA (OWNER) INVESTMENT RELATED:NO START DATE: 01/15/2010 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 0 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: SUPPORT COMPANY 2.TISTLE, SOLESKY & BURGMAN FINANCIAL ADDRESS: 500 PARK BLVD. SUITE 165C ITASCA, IL. 60143,ITASCA, IL SUPPORT COMPANY/DBA (OWNER) SUPPORT COMPANY/DBA (OWNER) INVESTMENT RELATED:NO START DATE: 01/15/2010 0 HRS MONTH 0 DURING TRADING TIME SUPPORT COMPANY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-29
S63 Uniform Securities Agent State Law Examination 1991-04-15
  • S66 Uniform Combined State Law Examination
    2018-05-29
  • S63 Uniform Securities Agent State Law Examination
    1991-04-15

View on SEC IAPD

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