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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2006-03-14 |
Branch Locations
1228 S Pleasantburg Drive Suite A, Greenville, SC 29605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins | Greenville | SC | 12/1990 | Present |
| Nylife Securities Inc. | Greenville | SC | 03/1991 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 14 Airport Road, Greenville, SC 29607; Start Date 01/2000; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-07 |
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