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Elizabeth Tesch Walter

Spectrum Investment Advisors, Inc.

Mequon, WI

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Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-02-28
  • WI RA
    APPROVED
    Since 2018-02-28

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Investment Advisors, Inc. Mequon WI 01/2018 Present
Eastbrook Academy, Inc. Milwaukee WI 05/2012 10/2016
Whitefish Bay Schools Whitefish Bay WI 10/2016 02/2017
Us Bancorp Fund Services, Llc (Consultant Through Kforce) Milwaukee WI 03/2017 01/2018
  • 01/2018 → Present
    Spectrum Investment Advisors, Inc.
    Mequon, WI
  • 05/2012 → 10/2016
    Eastbrook Academy, Inc.
    Milwaukee, WI
  • 10/2016 → 02/2017
    Whitefish Bay Schools
    Whitefish Bay, WI
  • 03/2017 → 01/2018
    Us Bancorp Fund Services, Llc (Consultant Through Kforce)
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-28
S63 Uniform Securities Agent State Law Examination 1991-06-03
  • S65 Uniform Investment Adviser Law Examination
    2018-02-28
  • S63 Uniform Securities Agent State Law Examination
    1991-06-03
Other Names
  • Elizabeth Mary Plale
  • Elizabeth Mary Plale
  • Elizabeth Mary Tesch

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
REINHART PARTNERS, LLC
MADISON INVESTMENT ADVISORS, LLC

Other Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec
WILLIAM GERARD MORSE
JUDITH K SCHULTZ
MICHAEL ALAN KRAMER
DANIEL JAY AIKEN
ANDREW MICHAEL WIZIARDE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

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