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3001 Broadway Street Ne Suite 320, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-07-19 |
| CO | RA | APPROVED | 2019-06-21 |
| MN | RA | APPROVED | 2018-04-30 |
| WI | RA | APPROVED | 2018-04-25 |
Branch Locations
3001 Broadway Street Ne Suite 320, Minneapolis, MN 55413 • United States
N19W24400 Riverwood Drive Suite 100, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Inc. | Milwaukee | WI | 04/2011 | 11/2016 |
| Ehlers And Associates | Waukesha | WI | 11/2016 | 11/2018 |
| Ehlers Investment Partners | Waukesha | WI | 04/2018 | Present |
| Ameriprise Financial Services, Inc | Brookfield | WI | 11/2018 | 11/2018 |
TOM Acres, Inc Non-Investment related N44W26098 Lindsey Rd, Pewaukee, WI 53072 Owner June 2021 Less than 1 hour per week, none during trading hours Horse Stable - boarding fee collection and Accounts payable TOM Properties Non-Investment related N44W26098 Lindsey Rd, Pewaukee, WI 53072 Owner June 2021 Less than 1 hour per week, none during trading hours Periodic accounting and annual reporting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-08 |
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