Shawn Travette Bostic

Current Employers

Employment History

• 08/2017 → 09/2019
  Hd Vest Investment Services
  Irving, TX
• 08/2017 → 09/2019
  Hd Vest Advisory Services
  Irving, TX
• 04/2016 → 05/2018
  The Circle E Ranch Compliance Diagnostic
  Dallas, TX
• 01/2010 → 01/2019
  Shawn Washington Licensed Real Estate Broker
  Greenville, TX
• 08/2015 → 10/2016
  Advisor Solutions Group
  Newport Beach, CA
• 10/2006 → 01/2019
  Shawn Washington Broker/Realtor
  Greenville, TX
• 04/2016 → 05/2018
  Compliance Diagnostics F/K/A The Circle E Ranch
  Farmers Branch, TX
• 04/2016 → 05/2018
  Compliance Diagnostics F/K/A The Circle E Ranch
  Farmers Branch, TX
• 07/2018 → Present
  Dr. Shawn Washington
  Farmers Branch, TX
• 09/2019 → Present
  Kestra Investment Services, Llc
  Austin, TX
• 09/2019 → Present
  Kestra Advisory Services, Llc
  Austin, TX

Previous Registrations

• 2018-02-22 → 2019-09-05
  Avantax Advisory Services
  Irving, TX
• 2009-04-13 → 2012-12-03
  Hilltop Securities Inc.
  Dallas, TX
• 2010-03-17 → 2012-12-03
  Momentum Independent Network Inc.
  Dallas, TX
• 2008-07-11 → 2009-04-13
  Cullum & Burks Securities, Inc.
  Greenville, TX
  Austin, TX
  Dallas, TX
  Austin, TX
• 2001-03-06 → 2008-04-17
  Kestra Investment Services, Llc
  Austin, TX
  Austin, TX

Other Businesses

Name: Shawn Washington, DM Investment Related: No Address: 17200 Casanova Ave Austin TX 78660 Nature of Business: Other Other/None of the Above Guest lecturer on practical and behavioral compliance based on doctoral and university research studies. Position, Title or Relationship: Lecturer Start Date: 6/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Present current research and conduct future studies as related to topic. Name: CS BOSTIC PROPERTIES POSITION: co-owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 809 Noatak Trl, Pflugerville TX 78660 DESCRIPTION: Owner - decision maker in property purchase. NAME: SHAWN BOSTIC, DM POSITION: Lecturer/Consultant NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2020 ADDRESS: 355 Wood Thrush Run, Kyle TX 78640, United States DESCRIPTION: Present current research and conduct future studies as related to topic. Consult on different leadership theories for professional development. Name: FINRA ARBITRATOR POSITION: FINRA Arbitrator NATURE: Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 03/04/2026 ADDRESS: 200 Liberty Street 11th Floor, New York NY 10281, United States DESCRIPTION: As an impartial decision-maker, I will help resolve disputes between investors, brokerage firms, and registered representatives within FINRA's arbitration forum.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-25
• S63 Uniform Securities Agent State Law Examination
  1994-03-31

Other Names

• Shawn Posey
• Shawn Washington
• Shawn Travette Washington