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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-12
NH RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2022-05-12
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

149 Water Street, Exeter, NH 03833 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Exeter NH 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Exeter NH 07/2016 Present
Mml Investors Services, Llc Exeter NH 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Exeter, NH
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Exeter, NH
  • 03/2017 → Present
    Exeter, NH
Previous Registrations
  • 2010-10-25 → 2018-02-01
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Exeter, NH
  • 2007-08-08 → 2015-01-02
    New England Securities
    Exeter, NH
    Boston, MA
  • 2005-06-01 → 2007-08-10
    South Hampton, NH
    South Hampton, NH
  • 2000-10-24 → 2005-06-01
    Mony Securities Corporation
    South Hampston, NH
Other Businesses

Name: Robert Burns Inv rel: Y Add: 149 Water St Exeter NH 03833 Nature: Individual Life, Health, & Group Health Insurance Position: Sales Start date: 01/01/2000 No. HR/MO: 1 No. HR/MO during sec trading: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-10
S63 Uniform Securities Agent State Law Examination 1991-07-25
  • S65 Uniform Investment Adviser Law Examination
    1998-11-10
  • S63 Uniform Securities Agent State Law Examination
    1991-07-25
Designations
Other Names
  • Rob Burns
  • Robert C Burns

View on SEC IAPD

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