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Katherine Adams

Summit Wealth Group LLC

Exeter, NH

CRD 4171657

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Employer firm

Summit Wealth Group LLC CRD 282205

$762M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Summit Wealth Group Llc

20B Hampton Road, Exeter, NH 03833 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-01-01
  • VT RA
    APPROVED
    Since 2025-01-01

Branch Locations

20B Hampton Road, Exeter, NH 03833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Wealth Group, Llc White River Junction VT 01/2016 Present
Previous Registrations
  • 2012-09-06 → 2016-01-26
    Cambridge Investment Research Advisors, Inc.
    White River Junction, VT
  • 2009-06-01 → 2011-11-10
    Morgan Stanley
    Hanover, NH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lebanon, NH
  • 2000-08-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    West Lebanon, NH
    West Lebanon, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-05
  • S66 Uniform Combined State Law Examination
    2000-07-05

View on SEC IAPD

Nearby Firms

EAGLE STRATEGIES LLC
EDWARD JONES
AFFINITY INVESTMENT GROUP, LLC

Nearby Investors

ABIGAIL HURLBURT
SARAH BROOKES-GOVERNO
ERIK MATTHEW POTTS

Nearby Offices

EAGLE STRATEGIES LLC · EXETER, NH
EDWARD JONES · EXETER, NH
AFFINITY INVESTMENT GROUP, LLC · EXETER, NH

More in Exeter, NH

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