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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-05-30 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
1120 South Main St, Chesire, CT 06410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 03/2006 | 05/2017 |
| Penn Mutual | Horsham | PA | 03/2006 | Present |
| Vanderbilt Securities, Llc | Woodbury | NY | 05/2017 | Present |
1) EVANS GROUP FINANCIAL ADVISORS, NOT INVESTMENT-RELATED, 1120 SOUTH MAIN ST., CHESHIRE, CT 06410, LIFE INSURANCE, PROPRIETOR/OWNER, START DATE: 03/01/2011, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 10, DUTIES: DUTIES: This Business is for all NON Securities Transactions including Life Insurance Sales, Long Term Care Insurance Sales, and Fixed Annuity Sales. Multiple Insurance Carriers are Used. Please note that ALL Securities Transactions are with My Broker-Dealer, Vanderbilt Securities. 2) CHAIRMAN OF CHESHIRE RETIREMENT BOARD; INVESTMENT RELATED: YES; ADDRESS: 84 SOUTH MAIN STREET CHESHIRE, CONNECTICUT; NATURE OF OBA: TOWN OF CHESHIRE COMMITTEE TO OVERSEE PENSION INVESTMENTS FOR TOWN EMPLOYEES; POSITION, TITLE, RELATIONSHIP: DIRECTOR, CHAIRMAN; START DATE OF OBA: 8/01/2011; # HOURS/MONTH: 10 MONTH; # HRS/MO DURING TRADING: 10 MONTH; DESCRIBE DUTIES: QUARTERLY MEETINGS TO EVALUATE THE INVESTMENT PERFORMANCE OF THE OUTSIDE INVESTMENT ADVISOR EVALUATE RECOMMENDATIONS OF CHANGES TO CURRENT ASSET ALLOCATION. 3) New Novel: "UNDERESTIMATED...What would you do if you knew the truth?". Not investment related. Start date: 09/01/2025. Address: 489 Buckland Drive, Cheshire, CT 06410. Title: Author. Duties: Writer. Time spent during regular hours: 0%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-20 |
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