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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-06 |
| CT | RA | APPROVED | 2012-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mystic | CT | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mystic | CT | 11/2016 | Present |
CO-TRUSTEE FOR FATHER; INV. RELATED; EAST HARTFORD, CT; START 2/28/2015; 3 HRS PER MONTH; 1 HR DURING TRADING. TRUSTEE OF FATHER'S TRUST; INV. RELATED; NORTH STONINGTON, CT; START 5/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-11 |
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