Carlos Alberto Lozano

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-01-01

TX RA
APPROVED

Since 2010-01-01

Branch Locations

1700 South 10Th Street Paseo Plaza Shopping Center, Mcallen, TX 78503 • United States

Mcallen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs International Inc.	Mcallen	TX	06/2002	Present
Ubs Financial Services Inc.	Mcallen	TX	01/2010	Present

06/2002 → Present

Ubs International Inc.

Mcallen, TX
01/2010 → Present

Ubs Financial Services Inc.

Mcallen, TX

Previous Registrations

2002-06-03 → 2010-01-01

Ubs International Inc.

Mcallen, TX

Mcallen, TX
2001-03-30 → 2002-06-01

Ubs Financial Services Inc.

Mcallen, TX

Other Businesses

Neptune enterprises LLC / 7100 N 3rd St Mcallen,Texas 78504 / Other/ Real Estate / Purchase real estate and maybe rent out some of the real estate / Other / Sole MBR / Manager / Start Date 09/07/2016/ LLC / Blue Stellar Enterprises, LLC / United States / 2601 San Diego Hidalgo, Mission, Texas 78572 / Real Estate / real estate sell and buy, rental properties / oversee activities on weekends / Investment in Company?: YES; 33% / Start Date 12/7/2019

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-27

S63 Uniform Securities Agent State Law Examination

1991-03-27

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews